stack of newspapers

Background investigations – Don’t skip the media report

Due diligence background investigations come in all flavors. They’re generally customized according to industry, level of risk, and time constraints. There’s one component, though, that should be included in all background checks on people and companies – the media report. What’s a media report? It’s the section of a background investigation that covers news and […]

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5 things you need to know for online due diligence

Online due diligence investigations – 5 things you need to know

I recently had the opportunity to speak at the OACFE fraud conference about online due diligence background investigations. It’s always great to meet other fraud professionals and share my strategies and sources. In this presentation, I emphasize that one of the best ways to prevent fraud is to avoid going into business with fraudsters. If […]

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Early-stage due diligence for workplace misbehavior

Digging into workplace misbehavior

“Plays well with others” Remember your report cards from kindergarten? Early on, we were encouraged and graded on our ability to get along with classmates and teachers. Now that we’re all grown up (in some ways), it seem that we’re still learning. Thanks to recent high-profile alleged improprieties, the spotlight is definitely on how well […]

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Due diligence background investigations

Don’t rely on a basic background check

People often confuse a due diligence background investigation with other types of background checks, including employment, tenant, and regulatory checks. Unfortunately, this confusion can lead to a false sense of security. For example, some may feel that, since U.S. securities law requires broker-dealers to “fingerprint certain associated persons working in a non-registered capacity who may […]

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fruad prevention

Hedge fund fraud – The real story

If ever there was a candidate for the Due Diligence Hall of Shame, this is it. Thanks to investigator Brian Willingham, who posts really good stuff on Twitter, I came across a recent NY Times article that describes the fraud and the outcome, and they’re both shameful. I’ll start with the outcome, and then I’ll […]

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Yellow flags in due diligence background investigations

How to spot a scoundrel – Part 2

In due diligence, investigators look for different types of warning signs, often categorized as red flags or yellow flags. I’ve already talked about red flags, issues that turn up in the background check which, on their own, could jeopardize the investment or partnership. In this post, I’ll cover yellow flags – warning signs that individually may […]

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red flags-due diligence background checks

Warning signs: How to spot a scoundrel

Running a due diligence background checks is a great way find out if if someone is not as honest as they appear – before you agree to do business. To do this, investigators look at past and current behavior to help predict the likelihood of future fraudulent activity. It’s the “once a crook, always a […]

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